Mr. Huo Da has been the Chairman of the company since May 2017 and is its Chief Information Officer since May 2022. Prior to this, he served as the Director of Market Supervision Department of the China Securities Regulatory Commission from 2015 to 2017. Mr. Da also served as the Director of Research Center of the China Securities Regulatory Commission. Previously, he served as the Head of Beijing Institute of Securities and Futures and Head of China Institute of Finance and Capital Markets.

Mr. Liu Jie has been a Vice President and Chief Financial Officer of the company since April 2023. Prior to this, he worked as an Assistant to General Manager of company’s Capital Market Planning Department, Deputy General Manager of the Finance Department, and Deputy Chief Financial Officer at China Merchants Port Holdings Company Limited. He also worked as Deputy Head of Preparatory Group. Previously, he was the Chief Financial Officer and Deputy General Manager at China Merchants Life Insurance Company Limited.

Mr. HU has been the Chief Compliance Officer and Chief Risk Officer of the company since December 2018. Prior to this, he served as a member of CPC Committee and Secretary of Disciplinary Committee of Guangdong Bureau of the China Securities Regulatory Commission from November 2016 to July 2018. He was the Deputy Head of Capital Operation Department of China Merchants Group from August to November 2018. He also served as a Teacher in Xishan Middle School, the Foreign Language Teaching and Research Office of Jiangxi Medical College, Deputy Principal staff member of Department of Policy and Regulations, and the Principal staff member of Department of Intermediary Supervision. He also served as the Deputy Officer and Director of Office of the Party Committee and Director of No.1 Inspection Office of Shenzhen Bureau of the CSRC and member of CPC Committee and Secretary of Disciplinary Committee of Hainan Bureau of the China Securities Regulatory Commission.